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Head of Compliance

  • Job DurationMore than 06 months
  • Project LevelMedium Level
  • Project deadline12/08/2020

Project detail

Key Responsibilities:


  • Lead in developing and updating the compliance checklist and carrying out compliance checks
  • Develop and update legal and regulatory compliance tools, policies and procedures in compliance with external regulatory requirements
  • Lead in developing and updating policy, procedure and guidelines to make sure appropriate Anti-Money Laundering/Counter Financing of Terrorism (AML/CFT) strategy is implemented properly and effectively
  • Perform client risk profile to assign AML/CFT risk rating.
  • Assist on prepare all correspondent letters to/from external parties
  • Preparing and submitting appropriate reports to regulatory authorities
  • Update the status of non-compliant issues which breach to policies and procedures including the remediation actions and report to relevant Committee
  • Assist to Complete AML questionnaire for correspondent banks, RMA banks, Vostro and Nostro Account, and other local banks
  • Oversee FATCA / CRS registration and reporting
  • Assist Business Units to identify legal risks and draft and/or review contracts/agreements, terms & conditions, bank’s forms etc
  • Mitigate risks and to protect the bank’s interest and reputation
  • Acting as a central point of reference and subject matter expert for regulatory compliance
  • Manages the work performed by external lawyers and relationship with external lawyers to ensure the bank get high quality services on competitive price
  • Assist business units in seeking approvals/exemption from local authorities (NBC, etc.)
  • Liaise with governmental authorities at various level regarding legal aspects
  • Facilitating the interpretation and implementation of regulatory requirements into the policy and procedures of the Bank
  • Reviewing the effectiveness of the Bank’s Compliance Framework
  • Reviewing the effectiveness of the applicable Compliance Plans
  • Ensuring that Divisional and Business Unit Compliance registers are maintained
  • Other tasks assigned by Manager

Job Requirements:

  • BA in law, finance, ACCA, business administration or related field
  • Regulatory Compliance Certificate from IBF
  • Having experience related work within the financial services industry
  • Experience in AML/CFT regulations would be an advantage Good written and oral
  • Good in English
  • Flexible and willing to work well under pressure
  • Team player with high degree of professional integrity, and a can-do attitude

Skills Required

Industry Categories

Languages required

Freelancer type required for this project

Project Completion deadline